About BlueOak Capitals

Your trusted partner in building wealth and securing financial freedom through professional investment management and strategic financial planning.

Leading the Future of Investment Management

Founded with a vision to democratize wealth creation, BlueOak Capitals has grown to become a trusted name in investment management. We combine cutting-edge technology with time-tested investment strategies to deliver exceptional results for our clients.

Our team of experienced professionals is dedicated to helping individuals and institutions achieve their financial goals through personalized investment solutions, comprehensive portfolio management, and strategic financial planning.

1 M+ Assets Under Management
15 k+ Active Clients
45 % Average Annual Return
BlueOak Capitals Office
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Our Mission

To empower individuals and institutions to achieve their financial goals through innovative investment strategies, personalized service, and unwavering commitment to excellence.

Our Vision

To be the world's most trusted investment management firm, setting the standard for transparency, performance, and client satisfaction in the financial services industry.

Our Values

Integrity, transparency, innovation, and client-centricity form the foundation of everything we do. We believe in building long-term relationships based on trust and mutual success.

Licensed & Certified

Fully authorized and compliant with U.S. financial regulations

U.S. Treasury Seal

UNITED STATES OF AMERICA

U.S. DEPARTMENT OF THE TREASURY

Office of Financial Institutions

CERTIFICATE OF AUTHORIZATION AND COMPLIANCE

Certificate No: US-TFI/2018/10298
Date Issued: OCTOBER 04, 2018

This is to certify that

BLUEOAK CAPITALS LLC

a financial services and investment company, has been reviewed and approved in accordance with the requirements set forth under the Financial Institutions Regulatory Act (FIRA) and relevant provisions of the Securities and Exchange Commission (SEC).

The entity has fulfilled all conditions pertaining to:

  • Financial Integrity and Capital Compliance
  • Anti-Money Laundering (AML) & Know Your Customer (KYC) protocols
  • Corporate Governance and Operational Standards
  • Regulatory Filing and Transparency Obligations

By virtue of this compliance, BlueOak Capitals LLC is authorized to operate as a licensed and certified investment entity within the jurisdiction of the United States of America and in partnership with internationally recognized financial regulatory bodies.

This certificate is valid until June 15, 2035, subject to annual review and continued regulatory compliance.

Authorized By:

Signature

Samantha L. Reeves

Director, Office of Financial Institutions
U.S. Department of the Treasury

Regulatory Compliance

BlueOak Capitals is fully licensed and regulated by the U.S. Department of Treasury and operates in strict compliance with all federal financial regulations.

SEC Registered

Registered with the Securities and Exchange Commission

SIPC Protected

Client accounts protected up to $500,000

FINRA Member

Member of Financial Industry Regulatory Authority

Fiduciary Standard

Committed to acting in clients' best interests

Our Leadership Team

Meet the experienced professionals leading BlueOak Capitals

Michael Thompson

Michael Thompson

Chief Executive Officer

25+ years of experience in investment management and financial services. Former VP at Goldman Sachs.

Sarah Chen

Oliver Rudd

Chief Investment Officer

Expert in portfolio management and risk assessment. PhD in Financial Economics from MIT.

David Rodriguez

David Rodriguez

Head of Research

Leading market analyst with expertise in quantitative research and algorithmic trading strategies.

Emily Watson

Alex Downing

Chief Technology Officer

Technology innovator focused on fintech solutions and digital transformation in investment management.

Awards & Recognition

Recognized for excellence in investment management and client service

Best Investment Firm 2023

Financial Times Excellence Awards

Top Wealth Manager

Investment News Recognition

Client Service Excellence

American Finance Association

Innovation in Fintech

Technology Finance Awards

Ready to Start Your Investment Journey?

Join thousands of satisfied clients who trust BlueOak Capitals with their investment needs.

Contact Our Team